Commodity Futures Trading Commission Act

Results: 1755



#Item
321Late-2000s financial crisis / Financial services / Systemic risk / Stock market crashes / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Regulatory capture / Financial economics / Economics / Investment

M anaged F unds A ssociation Year in Review T he V oice of the G lobal A lternative I nvestment I ndustry

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Source URL: www.managedfunds.org

Language: English
322Financial statement / Audit committee / Business / Finance / Financial regulation / Commodity Futures Modernization Act / Auditing / Corporate governance / Commodity Futures Trading Commission

Joint Audit Committee Regulatory Alert TO: Chief Executive Officers Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:42:02
323Financial markets / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Modernization Act / Futures contract / Commodity Futures Trading Commission / Single-stock futures / Securities Act / Financial economics / Finance / Financial system

[removed]Federal Register / Vol. 66, No[removed]Thursday, November 1, [removed]Rules and Regulations TABLE 2.—APPLICABLE SERVICE BULLETINS Model

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Source URL: www.cftc.gov

Language: English
324Commodity Futures Trading Commission / Financial markets / Futures contract / Futures exchange / Derivative / Margin / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Joint Audit Committee Regulatory Update TO: Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:57
325Finance / Security / Federal Deposit Insurance Corporation / Temporary Liquidity Guarantee Program / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Flash Crash / Financial economics / Financial regulation / Commodity Futures Trading Commission

Microsoft Word[removed]FDIC Temporary Liquidity Guaranteed Collateral - February 2009.doc

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:27
326Security / Futures contract / Financial economics / Late-2000s financial crisis / Investment / Finance / Commodity Futures Modernization Act / Flash Crash / Stock market / Commodity Futures Trading Commission / Temporary Liquidity Guarantee Program

Microsoft Word[removed]Temporary Liquidity Guarantee Program - January 2010.doc

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:54
327U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Investment Company Act / Federal Energy Regulatory Commission / Public administration / Rulemaking / Financial regulation / Government / Corporate crime

USCA Case #[removed]Document #[removed]Filed: [removed]

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Source URL: www.ici.org

Language: English
328Financial markets / Finance / 73rd United States Congress / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Financial system

Federal Register / Vol. 66, No[removed]Friday, August 17, [removed]Rules and Regulations § 3.10 Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and le

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Source URL: www.cftc.gov

Language: English
329Commodity Futures Trading Commission / Financial markets / Futures contract / Nadex / Futures exchange / Hedge / Margin / Commodities market / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Microsoft Word[removed]Covered Positions - Proprietary Capital Charge - February 2009.doc

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:24
330Financial markets / Options Clearing Corporation / Futures contract / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing / Short / Derivative / Commodity Exchange Act / Financial economics / Financial system / Finance

Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis

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Source URL: www.sec.gov

Language: English - Date: 2012-09-26 11:40:30
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